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Weekly Reports

Updates for the week ending June 7, 2013

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Policies and Instruments

  • 11-322 - Extension of Consultation Period - Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids and National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues, Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, Proposed National Instrument 62-105 Security Holder Rights Plans and Proposed Companion Policy 62-105CP Security Holder Rights Plans

    The comment period has been extended to July 12, 2013.

  • BCN 2013/04 - Notice of Varied BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities

    The BC Securities Commission is extending BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities until June 30, 2014.

  • Multilateral CSA Staff Notice 91-302 - Updated Model Rules – Derivatives:  Product Determination and Trade Repositories and Derivatives Data Reporting

    Participating members of the CSA are publishing this paper to obtain public comment on two amended model rules relating to derivatives regulation:  a rule relating to product  determination and a rule regarding trade repositories and derivatives data reporting. The comment period expires September 6, 2013

News and Events

  • News release 2013/35 - Canadian Securities Regulators seek comment on Derivatives Rules relating to Product Determination and Trade Repositories and Data Reporting
  • News release 2013/36 - BCSC alleges that Vancouver Island man illegally advised hundreds of people and perpetrated fraud

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders

  • No new documents