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Weekly Reports

Updates for the week ending August 30, 2013

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Policies and Instruments

  • BCN 2013/06 - Advance Notice of Multilateral Instrument 13-102 System Fees for SEDAR and NRD and Related Consequential Amendments

This notice announces the expected adoption of Multilateral Instrument 13-102 System Fees for SEDAR and NRD, and related consequential amendments. Subject to obtaining required ministerial approvals, the rule and amendments will come into force on October 12, 2013.

  • BCN 2013/07 - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds - Delivery of Fund Facts - Notice of Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, the Fund Facts Form, its Companion Policy and Consequential Amendments

The amendments come into force in phases beginning on September 1, 2013.

News and Events

  • No new documents

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

  • No new documents

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders