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Weekly Reports

Updates for the week ending September 13, 2013

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • CSA Staff Notice 11-323 - Withdrawal of notices and policies

    This notice announces the withdrawal of a number of CSA notices, policies and other documents that are no longer relevant. Some of them have already been withdrawn in British Columbia. These documents will remain in the historical policies and instruments section of the BCSC website.

  • CSA Multilateral Staff Notice 11-325 - Withdrawal or Revocation of National Policy 42 Advertising of securities on radio or television

    This notice announces the revocation of National Policy 42 Advertising of securities on radio or television.

  • MFDA - Notice of BCSC Non-Objection to Proposed Amendments
    to MFDA By-law No. 1 (Definitions), Rule 2.5.5 (Branch Manager) and Policy No. 2 Minimum Standards for Account Supervision

    This Notice announces the BCSC’s non-objection to the proposed public interest amendments to MFDA By-law No. 1, Rule 2.5.5 (Branch Manager) and Policy No. 2 Minimum Standards for Account Supervision.

News and Events

  • Registrant Outreach Workshop, October 2013  
  • News release 2013/68 - BCSC panel finds that mining company and two B.C. men illegally distributed securities
  • News release 2013/69 - BCSC panel upholds MFDA decision that former mutual fund salesperson breached rules

Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)

Cease Trade Orders and Revocations (Failure to File)

Exemption Orders