Weekly Reports
Updates for the week ending September 20, 2013
Policies and Instruments
- CSA Notice 25-301 - Proxy Advisory Firms
This notice updates market participants on the status of Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms, which was published for comment on June 21, 2012.
News and Events
- Registrant Outreach Workshop, October 2013
- News release 2013/70 - Canadian securities regulators provide an update regarding the consultation on proxy adviser firms
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- Alamos Gold Inc. and Aurizon Mines Ltd. - Decision
Cease Trade Orders and Revocations (Failure to File)
- Palisades Petroleum Corporation - Partial Revocation Order
- Greg Heaney, Ben Graham and New Guinea Gold Corporation - Revocation Order
- New Guinea Gold Corporation - Revocation Order
- Gold Mining USA Inc. - Cease Trade Order
- Samex Mining Corp. - Revocation Order
- Algae International Group, Inc.(formerly Savanna East Africa, Inc. which was formerly Nova Energy, Inc.) - Variation of Cease Trade Order
- UCP Holdings, Inc. (formerly Northridge Ventures Inc.) - Variation of Cease Trade Order
- Occidental Development Group Inc. (formerly Intelligent Living Corp.) - Variation of Cease Trade Order
- Digital Caddies, Inc. - Partial Revocation Order
- Lounor Exploration Inc. - Cease Trade Order
Exemption Orders
- Afren plc - Decision
- Marquest Asset Management Inc. and Growthworks Enterprises Ltd. - Decision
- FQM (Akubra) Inc. - Decision