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Weekly Reports

Updates for the week ending October 18, 2013

Policies and Instruments

  • 51-101 - CSA Notice and Request for Comment - Proposed Amendments to National Instrument 51-101
    Standards of Disclosure for Oil and Gas Activities and Proposed Changes to Companion Policy 51-101CP Standards of Disclosure for Oil and Gas Activities

    This notice announces the publication for comment of proposed amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and its companion policy. The proposed amendments would promote better disclosure of unconventional resources, provide for increased flexibility for oil and gas reporting issuers worldwide and harmonize with proposed changes to the Canadian Oil and Gas Handbook. The comment period ends on January 17, 2014.
  • 52-108 - CSA Notice and Request for Comment - National Instrument 52-108 Auditor Oversight and Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 51-102 Continuous Disclosure Obligations and National Instrument 71-102 Continuous Disclosure and other Exemptions Relating to Foreign Issuers

    This notice publishes for comment the repeal and replacement of NI 52-108 Auditor Oversight and other proposed amendments. The proposed rule changes the triggers for when a public accounting firm must deliver a notice to the regulator. The proposed amendments require more timely and complete information about changes in auditor, increase transparency about auditor oversight in a prospectus, and align a foreign issuer’s obligations relating to auditor oversight with their auditor’s obligations. The comment period ends on January 15, 2014.

News and Events

  • Registrant Outreach Workshop, October 2013 
  • News release 2013/80 - Canadian Securities Regulators introduce amendments to Oil and Gas disclosure requirements [CSA]
  • News release 2013/81 - CSA seek more information about the quality of audit firms through proposed changes to auditor oversight rule
  • News release 2013/82 - BCSC releases study on British Columbia's junior mining sector at Capital Ideas conference 

Decisions, Settlements, Hearings, and Temporary Orders

(Enforcement)

Cease Trade Orders and Revocations

(Failure to File)

Exemption Orders

  • No new documents