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Weekly Reports

Updates for the week ending November 22, 2013

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Policies and Instruments

  • Multilateral CSA Notice 45-312 - Proposed Prospectus Exemption for Distributions to Existing Security Holders

    The notice is publishing for comment a proposed prospectus exemption that would, subject to certain conditions, allow issuers listed on the TSX Venture Exchange to raise money by distributing securities to their existing security holders. The comment period ends on January 20, 2014.
  • CSA Staff Notice 13-321 - Update on new service provider for the operation of the CSA National Systems and implemention of Related Consequential Amendment to CSA National Systems Rules

    The implementation date of the change-over for hosting, operating and maintaining the CSA National Systems to CGI Information Systems and Management Consultants Inc. is delayed from the originally announced date of December 2, 2013.  A further notice will advise market participants of the new change-over date.

 

News and Events

 

  • News release 2013/86 - Canadian Securities Regulators Propose New Exemption for Distributions to Existing Security Holders

 

Decisions, Settlements, Hearings, and Temporary Orders

(Enforcement)

 

  • No new documents

 

Cease Trade Orders and Revocations

(Failure to File)

 

 

Exemption Orders