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Weekly Reports

Updates for the week ending November 29, 2013

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • 33-105 - Notice and Request for Comment: Proposed Amendments to National Instrument 33-105 Underwriting Conflicts

    The Canadian Securities Administrator is publishing for a 90-day comment period proposed amendments to National Instrument 33-105 Underwriting Conflicts. The comment period expires on February 26, 2014

News and Events

  • News release 2013/87 - Securities regulator alleges former B.C. resident used scheme to conceal his identity
  • News release 2013/88 - B.C. Securities Commission appoints Pamela McDonald as Director of Communications and Education
  • News release 2013/89 - Canadian securities regulators propose streamlining disclosure requirements for private foreign securities offerings to certain Canadian investors
  • News release 2013/90 - Securities regulator alleges that Princeton mining analyst engaged in insider trading
  • News release 2013/91 - Investor Alert: BCSC issues warning about Mission Mining Company
  • News release 2013/92 - BCSC educates companies about B.C.’s money raising rules

Decisions, Settlements, Hearings & Temporary Orders (Enforcement)

Cease Trade Orders & Revocations (Failure to File)

Exemption Orders