Weekly Reports
Updates for the week ending November 5, 2004
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2004/42- Amendments to New Securities Act and New Targeted Effective Date
This notice announces amendments to the new Securities Act and a new target date of November 29, 2004 for mplementation of the new regime.
- CSA Staff Notice 33-312 - The CSA STP Readiness Assessment Survey Report is now available on the OSC Website
This notice announces that the second STP Readiness Assessment Survey Report is available on the OSC website. The report contains the results of a second survey that the CSA conducted at registrant and non-registrant firms to assess their preparedness for straight-through processing.
News & Events
No new documents this week.
Decisions, Settlements, Hearings, and Temporary Orders
- Carl Glenn Anderson, et al.- Adjournment Notice
- Michael Ernst Ruge, et al.- Notice of Hearing
Cease Trade
Orders & Revocations
Search for cease trade orders and
revocations using Market
Regulation Services National CTO database
No new documents this week
Exemptions and MRRS Orders
Some discretionary and MRRS
orders are located in the Temporary
Orders section of Decisions & Orders
- EMJ Data Systems Ltd. - MRRS
- Assante Asset Management Ltd., et al. - MRRS
- MBA Gold Corp. - Exemption Order under Sections 48 and 76
- Buffalo Oil Company Limited - MRRS
- PDM Royalties Income Fund - MRRS