Weekly Reports

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Policies & Instruments

• BC Notice 2004/41- Request for Comment Proposed National Policy 58-201 Corporate Governance Guidelines and Proposed National Instrument 58-101 Disclosure of Corporate Governance Practices, Form 58-101F1 and Form 58-101F2
  • National Instrument 58-101- Disclosure of Corporate Governance Practices
  • National Policy 58-201- Corporate Governance Guidelines
   

This notice publishes for comment proposed National Policy 58-201 Corporate Governance Guidelines and proposed National Instrument 58-101 Disclosure of Corporate Governance Practices, Form 58-101F1 and Form 58-101F2. Comments received by December 13, 2004 will be considered.

News & Events

• News Release 2004/41- TD Securities Inc. pays British Columbia Securities Commission $50,000
• News Release 2004/42- Commission dismisses IDA application for penalty review
• News Release 2004/43- Commission overturns IDA decision against Vancouver Island broker

Decisions, Settlements, Hearings, and Temporary Orders

• Partners In Planning Financial Services Ltd.- Settlement Agreement
• Terry James Minnie, et al.- Extension of Temporary Order under Section 161
• TD Securities Inc.- Settlement Agreement
• Robert Peter Gawthrop, et al.- Decision
• Timothy Fernback, et al.- Ruling

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database

• Ameratech Systems Corporation, Powernova Technologies Corporation, Rtica Corporation, Viacorp Technologies Inc. - Cease Trade Order under Section 164
• Donald Wayne Busby - Variation Order under Section 171
• International Arimex Resources Inc., David Mallo, David Boyd, Loren D. Currie, J. Kenney Berscht and Russell Berscht - Revocation Order under Section 164

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders

• Nexen Inc. - MRRS
• Pelorus Navigation Systems Inc. - MRRS
• Fortune Minerals Limited - MRRS
• USC Education Savings Plans Inc. - MRRS