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Weekly Reports

Updates for the week ending February 4, 2005

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

  • BC Notice 2005/06 -Request for Comment - Concept Paper 23-402 Best Execution and Soft Dollar Arrangements

This notice announces that the CSA is requesting comment on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements. The comment period will expire on May 6, 2005.

This Notice advises that the Commission is proposing to adopt BCI 52-509 effective July 1, 2005, subject to obtaining ministerial approval. This is a streamlined rule that applies IOSCO standards for audit committees. Reporting issuers in other provinces that comply with MI 52-110 are exempt. The proposed rule accompanies the notice.

  • BCN 2005/08 - BCSC Comments on Proposed Multilateral Instrument 52-111

This Notice contains the Commission's comments on proposed MI 52-111, published for comment by other CSA jurisdictions on February 4, 2005. The Commission is proposing not to adopt the rule. Market participants are encouraged to comment on proposed MI 52-111 and in doing so to consider the Commissions reasons for not adopting the rule.

News & Events

Decisions, Settlements, Hearings, and Temporary Orders

 

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational)

Exemptions and MRRS Orders

Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders