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Weekly Reports

Updates for the week ending February 11, 2005

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Policies & Instruments

  • BCN 2005/09 - Revocation of BC Instrument 54-501Exemptions to Part 3.3 of National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer

    • This notice announces the revocation of BCI 54-501 Exemptions to Part 3.3 of National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer, effective February 9, 2005.

  • BCN 2005/10 - National Instrument 51-102 Continuous Disclosure Obligations Definition of venture issuer

    • This BC Notice advises that BC Instrument 51-507 Venture issuers traded on certain foreign markets has been revised to delete the references to the Regulated Unofficial Market of the Frankfurt Stock Exchange and Unofficial Regulated Market of the Berlin-Bremen Stock Exchange. As discussed in the BC Notice and Revised CSA Staff Notice 51-311 Frequently asked questions regarding National Instrument 51-102 Continuous Disclosure Obligations, issuers whose securities trade on this market are still venture issuers for the purposes of NI 51-102. BCI 51-507 has also been amended to add the Alternative Investment Market of the London Stock Exchange (AIM). As a result, issuers with securities quoted on AIM will be treated as venture issuers for the purposes of NI 51-102.

  • CSA Staff Notice 51-311 - Frequently asked questions regarding National Instrument 51-102 Continuous Disclosure Obligations

    • This Revised CSA Staff Notice revises and updates the FAQs relating to National Instrument 51-102 Continuous Disclosure Obligations.

  • BCN 2005/11 - Advance Notice of Amendments to and Restatement of National Instrument 55-101 Insider Reporting Exemptions and Companion Policy 55-101CP

    • In this advance notice, the Canadian Securities Administrators announce the expected implementation of amendments to and restatement of National Instrument 55-101 Insider Reporting Exemptions, and its related companion policy , effective April 30, 2005.

  • BCN 2005/12 - CSA Notice 24-301Responses to comments received on Discussion Paper 24-401 on Straight-through Processing, Proposed National Instrument 24-101 Post-trade Matching and Settlement and Proposed Companion Policy 24-101CP

    • The notice provides an update on industry and regulatory developments on straight-through processing and a discussion on the CSA process going forward.

News & Events

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational)

Exemptions and MRRS Orders

Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders