Weekly Reports

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Policies & Instruments

• BC Notice 2004/15 - Adoption of National Instrument 52-108 Auditor Oversight

  National Instrument 52-108  - Auditor Oversight

  This notice advises that, effective March 30, 2004, National Instrument 52-108 Auditor Oversight is adopted.

• BC Notice 2004/16 - Adoption of National Instrument 51-102 Continuous Disclosure Obligations and National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and Related Instruments effective March 30, 2004

  • National Instrument 51-102 - Continuous Disclosure Obligations
    • Form 51-102F1 - Management's Discussion & Analysis
    • Form 51-102F2 - Annual Information Form
    • Form 51-102F3 - Material Change Report
    • Form 51-102F4 - Business Acquisition Report
    • Form 51-102F5 - Information Circular
    • Form 51-102F6 - Statement of Executive Compensation
    • Companion Policy 51-102CP - Continuous Disclosure Obligations
     
  • National Instrument 71-102 - Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and Related Instruments
    • Companion Policy 71-102CP - Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and Related Instruments
     
  • BC Instrument 51-801 - Implementing National Instrument 51-102 Continuous Disclosure Obligations
  • BC Instrument 52-504 - Directors' Review of Interim Financial Statements
  • BC Instrument 51-507 - Venture issuers traded on certain foreign markets
  • National Policy 31 - Change of Auditor of a Reporting Issuer that is an Investment Fund
  • National Policy 51 - Changes in the Ending Date of a Financial Year and in Reporting Status of an Investment Fund
   

This notice announces the adoption of NI 51-102 and NI 71-102, together with amendments to the Securities Rules, NI 44-101, NI 61-102 and NI 62-103, effective March 30, 2004. The notice also sets out the adoption of BCI 51-801 which implements NI 51-102, and amendments to, or revocation of, various other instruments as a result of the implementation of NI 51-102.

• CSA Staff Notice 45-302 - CSA Staff Notice 45-302 Frequently asked questions regarding the resale rules

  This CSA staff notice revokes previous CSA Staff Notice 45-302, and replaces it with new CSA Staff Notice 45-302. The notice provides answers to frequently asked questions regarding Multilateral Instrument 45-102 Resale of Securities.

• BC Instrument 33-514 - Exemption from capital, bonding and financial reporting requirements for certain portfolio managers and investment counsel

News & Events

• News Release 2004/18 - New rules promote investor confidence, change issuers’ disclosure and governance practices
• News Release 2004/19 - Surrey man found to have breached securities laws

Decisions, Settlements, Hearings, and Temporary Orders

• Eric Wayne Nelson, et al. - Decision
• Lynn Ilene Sorsdahl - Notice of Discontinuance
• Timothy Fernback, et al. - Hearing Adjournment under Section 161

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational). 

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders

• ENMAX Corporation - MRRS
• Forest & Marine Limited Partnership - Exemption Order under Section 91 &13.1 of NI 51-102
• Digital Dispatch Systems Inc. - MRRS
• Hemosol Inc., et al. - MRRS
• ARC Energy Venture Fund 3 - MRRS
• ARC Energy Venture Fund 4 - MRRS
• Nanogen, Inc., et al. - MRRS
• Denison Energy Inc., et al. - MRRS