Weekly Reports
Updates for the week ending January 30, 2004
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
BC Notice 2004/06 - Advance Notice of National Instrument 52-108 Auditor Oversight
- National Instrument 52-108 - Auditor Oversight (Advanced Notice)
This advance notice announces the expected implementation of National Instrument 52-108 Auditor Oversight, effective March 30, 2004.
- BC Notice 2004/07 - Publication for Comment of Proposed Amendments to National Instrument 44-101 Short Form Prospectus Distributions
- National Instrument 44-101 - Proposed Amendments to National Instrument 44-101 Short Form Prospectus Distributions and Form 44-101F3
- Companion Policy 44-101CP - Proposed Amendments to National Instrument 44-101 Short Form Prospectus Distributions Companion Policy 44-101CP
This notice announces the publication for comment of proposed consequential amendments to National Instrument 44-101 Short Form Prospectus Distributions, Form 44-101F3 Short Form Prospectus, and Companion Policy 44-101CP. The proposed consequential amendments are as a result of the intended adoption of National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards are Reporting Currency on March 30, 2004.
- BC Notice 2004/08 - Advance Notice of Amendments to Multilateral Instrument 45-103 Capital Raising Exemptions and Related Documents
This advance notice announces the expected implementation of amendments to Multilateral Instrument 45-103 Capital Raising Exemptions, effective March 30, 2004.
- BC Notice 2004/09 - Notice on Effective Disclosure of Corporate Governance Practices
This notice advises that the Commission, together with the Québec and Alberta securities commissions, is studying various alternative approaches for improving the overall level and quality of disclosure by Canadian reporting issuers of their corporate governance practices.
News & Events
- News Release 2004/04 - Veteran Vancouver investment adviser agrees to resign and pay $53,500 to commission
Decisions, Settlements, Hearings, and Temporary Orders
- Ronald Stephen Barker, et al. - Hearing Notice under Section 161
- Bradley Nixon Scharfe - Settlement Agreement under Section 161
- H&R Enterprises Inc. et al., - Hearing Adjournment under Section 161
- Harbanse Singh Doman - Variation Order under Section 171
- Michael Lee Mitton - Further Amended Notice of Hearing under Section 161
- Solucorp Industries Ltd. - Variation Order under Section 171
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database
- Premier Diamond Corp. - Cease Trade Order under Section 164
- Premier Diamond Corp. - Revocation Order under Section 171
- R.M.P. Developpements Inc. - Cease Trade Order under Section 164
- Ceduna Capital Corp. - Cease Trade Order under Section 164
- Premier Diamond Corp. - Revocation Order under Section 171
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Husky Energy Inc. - MRRS
- MRF 2003 II Resource Limited Partnership - MRRS
- Mazarin Inc., et al. - MRRS
- Pacific Venture Fund Limited Partnership - Exemption Order under Sections 45 and 74
- National Bank of Canada - MRRS
- Thomson, et al. - MRRS