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Weekly Reports

Updates for the week ending March 19, 2004

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Policies & Instruments

No new policies for this week.

News & Events

 

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Market Regulation Services National CTO database

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders