Weekly Reports
Updates for the week ending December 22, 2000
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC
NOTICE 2000/58- Adoption of National Instrument 35-101 Conditional
Exemption from Registration for United States Broker-Dealers and Agents and
Related Documents
- 35-101- Conditional Exemption From Registration For United States Broker-Dealers and Agents
- 35-101F1- Form Of Submission To Jurisdiction and Appointment Of Agent For Service Of Process By Broker-Dealer
- 35-101F2- Form Of Submission To Jurisdiction and Appointment Of Agent For Service Of Process By Agents Of The Broker-Dealer
- 35-101CP- Conditional Exemption From Registration For United States Broker-Dealers and Agent
- BC
NOTICE 2000/59- Adoption of National Instrument 41-101 Prospectus
Disclosure Requirements and Rescission of National Policy Nos. 12, 13, 32 and
35
- 41-101- Prospectus Disclosure Requirements
- BC NOTICE 2000/60- Adoption of National Instrument 44-101 Short Form Prospectus Distributions and Related Documents and Rescission of National Policy No. 47
- BC NOTICE 2000/61- Adoption of National Instrument 44-102 Shelf Distributions and Related Documents and Rescission of National Policy No. 44
- BC NOTICE 2000/62- Adoption of National Instrument 44-103 Post-Receipt Pricing and Related Documents and Rescission of National Policy No. 44
- BC NOTICE 2000/63 - BC Instrument 11-502 Voluntary Surrender of Reporting Issuer Status
- BC NOTICE 2000/64 - Conditions of Registration on Limited Dealers
- BC NOTICE 2000/65 - Fully Managed Accounts and Trades to Trust Companies, Insurers and Portfolio Managers outside British Columbia
- BC NOTICE 2000/66 - BC Instrument 45-505 Alternative Reporting Requirements for Exempt Distributions of Securities of Eligible Pooled Funds
- BC NOTICE 2000/67 - BC Form 51-901F Quarterly and Year End Report (Previously Form 61) and BCIN#52-701 Accounting for Business Combinations and Corporate Reorganizations (Previously NIN#91/21)
- BC
NOTICE 2000/68 - BC Instrument 45-506 In the Matter of the System for
Shorter Hold Periods with an Annual Information Form
- 45-506- In The Matter Of The System For Shorter Hold Periods With An Annual Information Form
News & Events
- News Release #54 - Surrey and Coquitlam investors warned to be wary of PEP investment
Decisions, Settlements, Hearings, and Temporary Orders
- Danny Francis Bilinski, et. al. - Third Further Amended Notice of Hearing Under Section 161
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- FT Capital Limited - Revocation Order under Section 171
- Douglas Haslam - Revocation Order Under Section 171
Exemptions and MRRS Orders
- Fletcher Challenge Finance Canada Inc. - MRRS
- De Beers Canada Mining Inc. - MRRS
- Templeton Management Limited, et. al. - MRRS
- First Island Financial Services Ltd. - Order Under Section 88
- Mosaic Group Inc. - MRRS
- Scotia Capital Inc., et. al. - MRRS
- Taylor Gas Liquids Fund - MRRS
- LGS Group Inc. - MRRS
- Absolut Resources Corp., et. al. - MRRS
- Glaxo Wellcome plc, et. al. - MRRS
- Credential Select Balanced Portfolio, et. al. - MRRS