Weekly Reports
Updates for the week ending February 16, 2001
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2001/05 - Requirements for Mutual Fund Dealers and Securities Dealers to Join a Self Regulatory Body (Commission Order 01/028 is attached to BCN 2001/05 but also available separately under Decisions/Exemptions)
- BC Notice 2001/06 - Financial Planning
- BC Notice 2001/07 - Advance Notice of Adoption of Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure and National Instrument 81-102 Mutual Funds and Related Documents (includes Consequential Amendments)
- BC Notice 2001/08 - BC Instrument 45-507 Trades to Employees, Executives and Consultants
- 45-507 - Trades to Employees, Executives and Consultants
- 45-507 - Trades to Employees, Executives and Consultants
- BC Notice 2001/09 - Publication for Comment of Consequential Amendments to Securities Rules Relating to Proposed Multilateral Instrument 45-102
News & Events
- News Release #04 - BCSC provides $45,000 grant to BC Seniors' Foundation
- News Release #05 - Commission clarifies hearing disclosure rules in Smolensky and Cox decisions
Decisions, Settlements, Hearings, and Temporary Orders
- Murray Tildesley - Notice of Hearing Under Section 161
- Ranbir Singh Dhaliwal - Order Under Section 161 and Settlement Agreement
- Gordon Dix Jr., et al - Notice of Hearing
- Thomas William Cox, et al - Decision of the Commission
- Arthur Murray Smolensky, et al - Decision of the Commission
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).
- Verstone Gold Corporation - Revocation Under Section 171
- Carmanah Resources Ltd. - Cease Trade Under Section 164
- Georgian Bancorp Inc. - Cease Trade Under Section 164
- Environmental Reclamation Inc. - Cease Trade Under Section 164
- Magellan Real Estate Investment Fund Limited Partnership - Revocation Under Section 171
- Auromar Development Corporation - Cease Trade Under Section 164
- Enterra Communications Inc. - Cease Trade Under Section 164
- Kevin Yoshio Monroe - Revocation Under Section 171
- Kieth Talbot - Revocation Under Section 171
- ANTS Software.com Inc., et al - Variation Order Under Sectoin 171
- Chopp Computer Corportation - Revocation Under Section 171
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Golden Soil, Inc. - Exemption Under Sections 48 & 76
- Bank of America Corporation -MRRS
- HSBC Capital Canada Fund (IV) Ltd. Partnership -Exemption Under Sections 45 & 74
- HSBC Capital Canada Fund (V) Ltd. Partnership -Exemption Under Sections 45 & 74
- Icron Systems Inc. - Exemption under Section 133(2)
- CIBC World Markets Inc., et al - MRRS