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Weekly Reports

Updates for the week ending February 16, 2001

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

 

  • BC Notice 2001/05 - Requirements for Mutual Fund Dealers and Securities Dealers to Join a Self Regulatory Body (Commission Order 01/028 is attached to BCN 2001/05 but also available separately under Decisions/Exemptions)

  • BC Notice 2001/06 - Financial Planning

  • BC Notice 2001/07 - Advance Notice of Adoption of Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure and National Instrument 81-102 Mutual Funds and Related Documents (includes Consequential Amendments)

  • BC Notice 2001/08 - BC Instrument 45-507 Trades to Employees, Executives and Consultants
    • 45-507 - Trades to Employees, Executives and Consultants

     
  • BC Notice 2001/09 - Publication for Comment of Consequential Amendments to Securities Rules Relating to Proposed Multilateral Instrument 45-102

 

News & Events

 

  • News Release #04 - BCSC provides $45,000 grant to BC Seniors' Foundation
  • News Release #05 - Commission clarifies hearing disclosure rules in Smolensky and Cox decisions

 

Decisions, Settlements, Hearings, and Temporary Orders

 

 

Cease Trade Orders & Revocations


Search for cease trade orders and revocations using  Market Regulation Services National CTO database (link no longer operational). 

 

 

Exemptions and MRRS Orders


Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders