Weekly Reports
Updates for the week ending April 22, 2005
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2005/20 -Electronic Audit Trail Initiative (TREATS)
- CSA Staff Notice 23-302- Joint Regulatory Notice Electronic Audit Trail Initiative (TREATS)
This notice announces the publication of a joint status report by the CSA and certain self regulatory organizations on the TREATS (electronic audit trail) initiative.
- CSA Staff Notice 31-308 - Frequently asked questions regarding National Instrument 31-101 National Registration System and National Policy 31-201 National Registration System
This CSA staff notice provides answers to frequently asked questions regarding National Instrument 31-101 National Registration System and National Policy 31-201 National Registration System.
News & Events
- News Release 2005/24 - Canadian Securities Regulators Implement National Registration System [CSA]
Decisions, Settlements, Hearings, and Temporary Orders
- Arthur Murray Smolensky - Notice of Hearing
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational)
Some discretionary and MRRS orders are located in thea Temporary Orders section of Decisions & Orders
- Promax Energy Inc. - Cease trade order under Section 164
- Pemberton Energy Ltd. - Cease trade order under Section 164
- Goldrush Resources Ltd. - Revocation order under Section 164
- Forum Energy Corporation, Goldrush Resources Ltd., IsoTis S.A., Mediterranean Minerals Corp. - Cease trade order under Section 164
- Forum Energy Corporation - Revocation order under Section 164
- IsoTis S.A. - Revocation order under Section 164
- Marius Combrink, Bruce Holmes, Mike Jones,Dimitri (Jimmy) Kanakakis, Andy Macauley,Sheikh Hasher Maktoum Juma Al Maktoum, Brian Menell,Wayne Osborne, Bernard Poznanski, Robert Rainey, Antonio Teixeira,Mario Teixeira, Brett Thompson, Lyndhurst Limited, Sir Trading SA (Pty) Ltd. and Energem Resources Inc. - Cease trade order under Section 164
- Edward Thompson, Lutz Klingmann, Gordon Guthrath, Chester Shynkaryk and Golden Queen Mining Co. Ltd. - Revocation order under Section 164
- Unishpere Waste Conversion Ltd. - Cease trade order under Section 164
- International Utility Structures Inc. - Cease trade order under Section 164
Exemptions and MRRS Orders
- The Toronto-Dominion Bank, et al. - MRRS
- Royal Bank of Canada, et al. - MRRS
- Frank Russell Canada Limited - MRRS
Market Participant Activity
- Exempt distribution reports for current week (link no longer operational)
- Issuer in default list for current week (link no longer operational)
- Insider trading reports on SEDI
- Foreign issuer filings
- Registration of individuals and dealers search
- New company filings on SEDAR
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