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Weekly Reports

Updates for the week ending April 17, 2003

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

  • BC Notice 2003/12 - The BC Model - Draft Legislation, Commentary And Guides For A New Way To Regulate

    This BCN announces that the Commission is publishing for comment a draft Securities Act and Rules, a Commentary on the legislation and two draft guides for market participants.

    The draft legislation illustrates how BC’s Model, a streamlined and simplified system of securities regulation, could work. The principles-based model is backed by new investor remedies and enforcement powers.

    The draft legislation refines three core proposals introduced last year:

    • Continuous Market Access
    • Code of Conduct for registrants
    • Firm-Only registration
     

We invite you to write to us about any aspect of the BC Model. We will consider everything received before June 30, 2003.

  • BC Notice 2003/13 - Securities Amendment Act, 2003

    This notice announces amendments to the Securities Act.
  • BC Instrument 33-508 - Exemption from sections 16 and 73 of the Securities Rules - Registrant Ownership

    This BC Instrument exempts IDA and MFDA members from the requirement to seek approval to hold an interest in a registrant or to give notice of a change of ownership of the member. It also provides an exemption from those same requirements for registrants who are not members of the IDA or MFDA for certain relationships with a member of the IDA or MFDA.

News & Events

  • News Release 2003/29 - Legislative model shows how streamlined and simplified securities regulation can work

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).

Exemptions and MRRS Orders

Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders