Weekly Reports
Updates for the week ending November 21, 2003
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2003/47 - Adoption of revised Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors, and Consultants and Revocation of current Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors, and Consultants
- Multilateral Instrument 45-105 - Trades to Employees, Senior Officers, Directors, and Consultants
Multilateral Instrument 45-105 is being amended to expand the exemptions to deal with certain technical limitations identified in the current version. As a result, the current version of MI 45-105 is being revoked and replaced with the amended version of MI 45-105.
- BC Notice 2003/48 - BC Instrument 33-511 - Exemptions to further extend certain NRD submission dates
- BC Instrument 33-511 - Exemptions to further extend certain NRD submission dates
This notice announces that the Executive Director has granted exemptions to Multilateral Instrument 31-102 National Registration Database (MI 31-102) and Multilateral Instrument 33-109 Registration Information (MI 33-109) to further extend the deadline dates for certain NRD submissions.
- BC Notice 2003/49 - BCI 33-512 - Exemption for foreign advisers from the NRD account requirements
- BC Instrument 33-512 - Exemption for foreign advisers from the NRD account requirements
This notice announces that the Executive Director has granted an exemption to Multilateral Instrument 31-102 National Registration Database (MI 31-102) to exempt foreign advisers from the requirement to maintain an NRD account.
News & Events
- News Release 2003/78 - TSX Venture Exchange-listed mining company fails to meet mining disclosure standards
- News Release 2003/79 - Harvard corporate governance expert to speak in Vancouver
Decisions, Settlements, Hearings, and Temporary Orders
- Alhambra Resources Ltd. - Settlement Agreement
- Quest Capital Enterprises, Ltd., et. al. - Extension of Temporary Orders and Hearing Adjournment under Section 161
- Michael E. Hriskevich, et al - Notice of Discontinuance
- Amr I. Elgindy, et. al. - Hearing Notice under Section 161
- Research Capital Corporation - Hearing Adjournment under Section 161
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database
- Cenosis Inc. - Cease Trade Order under Section 164
- Aladdin Resources Corp. - Revocation Order under Section 171
- Canadian Spooner Resources Inc. - Cease Trade Order under Section 164
- Viacorp Technologies Inc. - Cease Trade Order under Section 164
- Diamcor Mining Inc. - Revocation Order under Section 171
- Battrix Investments Ltd. - Revocation Order under Section 171
- Telesis North Communications Inc. - Cease Trade Order under Section 164
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- TD Asset Management Inc., et. al. - MRRS
- TD Asset Management Inc., et. al. - MRRS
- Opus 2 Canadian Growth Equity Fund, et. al. - MRRS
- COMPASS Income Fund - MRRS
- Driver Energy Services Inc. - MRRS
- Canbras Communications Corp. - MRRS
- Canadian Imperial Bank of Commerce - MRRS
- HSBC Canadian Money Market Pooled Fund, et. al. - MRRS
- The VenGrowth Advanced Life Sciences Fund Inc. - MRRS
- The VenGrowth II Investment Fund Inc. - MRRS
- AltaLink, L.P. - MRRS
- Assante Corporation, et. al. - MRRS
- Sophos Plc - Order under Section 48 and 76
- Mentor Capital Inc. - Order under Section 48
- ATI Technologies Inc. - MRRS
- ARC Energy Trust - MRRS
- ATI Technologies Inc. - MRRS
- ARC Energy Trust - MRRS
- The VenGrowth Traditional Industries Fund Inc. - MRRS
- E*TRADE Canada Securities Corporation - MRRS
- National Bank Securities Inc., et. al. - MRRS
- Crescent Point Energy Trust - MRRS