Weekly Reports
Updates for the week ending November 28, 2003
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
BC Notice 2003/50 - Dealers and Advisers under the BC Model - Regulatory Impact Analysis
This notice announces that the Commission has published its analysis of the regulatory impact of the BC Model on dealers and advisers. The title of the study is Strong and Efficient Investor Protection: Dealers and Advisers under the BC Model - A Regulatory Impact Analysis
- BC Notice 2003/51 - BCI 33-513 - Exemption from financial statement, capital and bonding requirements for MFDA members
- BC Instrument 33-513 - Exemption from financial statement, capital and bonding requirements for MFDA members
- BC Policy 31-601 - Registration Requirements
This notice announces that the Commission has granted an exemption to MFDA members from certain financial statement, capital and bonding requirements.
- CSA Notice 51-402 - Request for Comment - Illegal Insider Trading in Canada: Recommendations on Prevention, Detection and Deterrence
This notice requests comments on the Illegal Insider Trading in Canada: Recommendations on Prevention, Detection and Deterrence report released by the CSA on November 12, 2003. The report was developed by the Illegal Insider Trading Task Force established in September 2002 and composed of representatives of the Ontario, Québec, British Columbia and Alberta securities commissions, the Investment Dealers Association of Canada, the Bourse de Montréal and Market Regulation Services Inc.
News & Events
- News Release 2003/80 - CSA Implements New Rule to Ensure Equity Monetization Disclosure
Decisions, Settlements, Hearings, and Temporary Orders
- Harbanse Singh Doman - Variation Order under Section 171
- Leonard William Friesen - Ruling under Section 171
- Eric Wayne Nelson, et. al. - Hearing Adjournment under Section 161
- Canadian Metals Exploration Ltd., et. al. - Hearing Notice under Section 161
- L.O.M. Medical International, Inc., et. al. - Hearing Adjournment under Section 161
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).
- Integrated Business Systems & Services, Inc. - Revocation Order under Section 171
- Access International Education Ltd., Airline Training International Ltd., Algonquin Oil & Gas Limited, Aquila Energy Corp., Arlington Resources Inc., Austpro Energy Corporation, Azco Mining Inc., Cachet Enterprises Corp., CanAustra Resources Inc., Canmark International Resources Inc., Deloro Minerals Ltd., eReservation Systems Corp., Funtime Hospitality Corp., International Antarex Metals Ltd., JDS Uniphase Corporation, Mantle Minerals Inc., Rapidfire Resources Ltd., Trade Wind Communications Limited, and Western Pacific Gold Inc. - Cease Trade Order under Section 164
- CanAustra Resources Inc., JDS Uniphase Corporation - Revocation Order under Section 171
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders