Weekly Reports
Updates for the week ending February 15, 2002
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
BC Notice 2002/09 - BC Instrument 55-503 Interim Requirements during the Suspension of the System for Electronic Disclosure by Insiders (SEDI)
- BC Instrument 55-503 - Interim Requirements during the Suspension of the System for Electronic Disclosure by Insiders (SEDI)
- CSA Staff Notice 55-305 - Interim Requirements for Insiders and Issuers Affected by Suspension of SEDI Operation
This BCN advises that the Commission has made BC Instrument 55-503 to provide exemptions from the electronic filing of insider reports and related insider and issuer information during the suspension of the System for Electronic Disclosure by Insiders (SEDI). Further information is contained in CSA Notice 55-305.
- CSA Staff Notice 43-303 - Revised Frequently Asked Questions - National Instrument 43-101 Standards of Disclosure for Mineral Projects
This CSA Staff Notice publishes a revised list of frequently asked questions to help the mining industry and the public understand new standards of disclosure for mining projects. The standards are contained in NI 43-101 Standards of Disclosure for Mineral Projects, which became effective February 1, 2001.
- BC Notice 2002/10 - Status of Multilateral Instrument 45-103 Capital Raising Exemptions
This BCN announces that the Alberta Securities Commission has published for comment proposed amendments to the offering memorandum exemption in Multilateral Instrument 45-103 Capital Raising Exemptions. The ASC has requested comments on their proposal by March 11, 2002. The BCSC is not proposing the amendments considered by the ASC. The BCSC and the ASC have targeted March 31, 2002 for implementation of MI 45-103.
- BC Notice 2002/11 - Recognition of Market Regulation Services Inc. Notice of Approval
This BCN announces that the Commission has recognized Market Regulation Services Inc. (RS Inc.) as a self-regulatory organization under the Act. RS Inc. will operate as a regulation services provider under the Alternative Trading System rules and will administer and enforce trading rules for the marketplaces that retain its services, including the Canadian Venture Exchange Inc.
News & Events
No new documents for this week.
Decisions, Settlements, Hearings, and Temporary Orders
- Edward John Carter - Hearing Adjournment
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).
- Orion Resource Corporation - Cease Trade Order under Section 164
- Peachtree Network Inc. - Cease Trade Order under Section 164
- Entertainment Royalties Inc. - Cease Trade Order under Section 164
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- AIM Funds Management Inc. - MRRS
- Shapiro Capital Management Company, Inc. - Order under Section 48
- Roxio, Inc., et al - MRRS
- Travel T-Comm Inc. - MRRS
- BMO Harris Investment Management Inc., et al - MRRS
- Richland Petroleum Corporation, et al - MRRS
- HSBC Capital Canada Fund (IV) Limited Partnership - Order under Sections 45 and 74
- HSBC Capital Canada Fund (V) Limited Partnership - Order under Sections 45 and 74
- Dayton Mining Corporation - MRRS
- Augusta Resource Corporation - MRRS
- Market Regulation Services Inc. - Recognition Order