Weekly Reports
Updates for the week ending March 1, 2002
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Instrument 32-503 - Registration Exemption for Salespersons’ Corporations
This BCI exempts a corporation owned by registered salespersons and their families from the registration requirements in connection with receiving commissions and fees from a dealer.
- BC Notice 2002/13 - Publication for Comment of Concept Proposal 81-402 Striking a New Balance: A Framework for Regulating Mutual Funds and Their Managers
- Concept Proposal 81-402 - Striking a New Balance: A Framework for Regulating Mutual Funds and Their Managers
This BCN announces the publication for comment of a concept proposal about the regulation of mutual funds and their managers. We invite you to make written submissions on or before June 7, 2002.
News & Events
- News Release 2002/18 - Securities Regulators Announce Results of Survey on Investment Dealers’ Procedures Relating to Off-shore Accounts
- News Release 2002/19 - Securities Regulators Propose New Framework for the Regulation of Mutual Funds
- News Release 2002/20 - Commission orders VisuaLABS shareholders meeting to ratify private placement
Decisions, Settlements, Hearings, and Temporary Orders
- Richard John Smith, et al - Notice of Hearing
- H & R Enterprises, Inc. - Hearing Adjournment
- Michael Lee Mitton, et al - Hearing Adjournment
- Michael Lee Mitton - Hearing Adjournment
- Malcolm Stevenson - Notice of Hearing
- Mercury Partners & Company Inc. - Decision
- Pan Geo Investment Inc. and Gary Hamill - Hearing Notice
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database
- Entertainment Royalties Inc. - Revocation Order under Section 171
- Admiral Inc., et al - Cease Trade Order under Section 164
- VoiceIQ Inc. - Cease Trade Order under Section 164
- PGE Resource Corporation - Cease Trade Order under Section 164
- Madalena Ventures Inc. - Cease Trade Order under Section 164
- Battery & Wireless Solutions Inc. - Revocation Order under Section 171
- eFunds Bloomberg U.S. Internet Index Fund - Cease Trade Order under Section 164
- Advanced Vision Systems Corp. - Revocation Order under Section 171
- Cenpro Technologies Inc. - Revocation Order under Section 171
- EnWave Corporation, et. al. - Variation Order under Section 171
- Thermo Tech Technologies Inc. - Partial Revocation Order Under Section 171
- VoiceIQ Inc. - Revocation Order under Section 171
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders