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Weekly Reports

Updates for the week ending June 14, 2002

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

 

 

  • BC Notice 2002/21 - Republication for Comment of Proposed Multilateral Instrument 31-102 and Companion Policy 31-102CP National Registration Database (NRD)
 

This notice relates to the National Registration Database (NRD) which is currently being developed. The database will contain limited registration information about firms and detailed registration information about individuals. It will also allow those registrants to submit information to securities regulators over the Internet. The notice announces that the Commission is publishing for comment the rule, companion policy and forms that would mandate use of NRD.

  • BC Notice 2002/22 - Republication for Comment of Proposed Multilateral Instrument 33-109 and Companion Policy 33-109CP Registration Information

This notice relates to the registration information requirements proposed for the National Registration Database. It announces that the Commission is publishing for comment the rule, companion policy, and forms that would set the requirements for submitting registration information to securities regulators, including changes to information previously submitted.

 

 

News & Events

 

No new documents for this week.

 

Decisions, Settlements, Hearings, and Temporary Orders

 

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database

 

 

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders