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Weekly Reports

Updates for the week ending September 28, 2001

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

  • 45-103- Capital Raising Exemptions
  • 45-103CP- Capital Raising Exemptions
  • 43-103F1- Offering Memorandum for Non-Qualifying Issuers
  • 43-103F2- Offering Memorandum for Qualifying Issuers
  • 43-103F3- Risk Acknowledgement
 

This BCN announces that the BCSC and ASC have published for comment a harmonized set of capital raising exemptions contained in Multilateral Instrument 45-103 Capital Raising Exemptions. The proposed exemptions increase access to capital and investment opportunities in B.C. and Alberta while providing appropriate investor protection.

We are seeking comments on the Multilateral Instrument, Companion Policy, two Forms of Offering Memorandum and Form of Risk Acknowledgement. We invite you to submit your written comments on or before November 30, 2001.

  • BC Notice 2001/68 - Publication for Comment of Proposed Amendments to National Instrument 14-101 - Definitions

    This BCN announces that the Commission is publishing for comment proposed amendments to National Instrument 14-101 Definitions, together with other members of the CSA.

    You are invited to make written submissions on the proposed amendments on or before December 28, 2001.

  • CSA Staff Notice 12-306 - Exemptive Relief Applications and Year End

    This CSA Staff Notice advises potential applicants that if they require exemptive relief before December 31, 2001, their applications should be filed before November 1, 2001 or, in the case of applications relating to takeover bids, November 30, 2001.

News & Events

  • News Release 2001/43 - Commission cease trades mining company and bans principals from securities markets for 10 years (Gordon Dix., Jr., et al Decision)
  • News Release 2001/44 - New Rules in Alberta and British Columbia Give Businesses Greater Access to Capital

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).

Exemptions and MRRS Orders

Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders