Weekly Reports
Updates for the week ending July 5, 2002
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2002/29 - Amendments to BCIN 33-701 Trading by Limited Dealers under Registration and Prospectus Exemptions
- BC Interpretation Note 33-701 - Trading by Limited Dealers under Registration and Prospectus Exemptions
This BCN announces amendments to the conditions of registration imposed on all limited dealers when trading securities under certain exemptions, effective July 8, 2002. BCIN 33-701 has been amended to reflect the revised conditions.
News & Events
No new documents for this week.
Decisions, Settlements, Hearings, and Temporary Orders
- George Melvin Grafton, et al - Hearing Dates
- Mercury Partners & Company Inc., et. al. - Reasons for Decision
- Amr I. Elgindy, et al - Hearing Adjournment and Extension of Temporary Orders
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators CTO database
- Dynasty Motorcar Corporation - Variation Order under Section 171
- Systech Retail Systems Inc., et al - Cease Trade Order under Section 164
- Consolidated Excellerated Resource Inc., et al - Variation Order under Section 171
- International Landmark Environmental Inc. - Variation Order under Section 171
- Caesars Exploration Inc. - Revocation Order under Section 171
- SURE Print and Copy Centres, Inc. - Variation Order under Section 171
- Avante Technologies Inc. -Cease Trade Order under Section 164
- Carpatsky Petroleum Inc. - Cease Trade Order under Section 164
- Pertacal Energy Inc. - Cease Trade Order under Section 164
- Patria Resources Ltd. - Variation Order under Section 171
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- imaxx TOP Conservative Portfolio, et al - MRRS
- Scotia American Stock Index Fund - MRRS
- Rio Alto Exploration Ltd, et al - MRRS
- TD Asset Management Inc. - MRRS
- Scotia Capital Inc., et al - MRRS
- RBC Private Counsel Inc. - MRRS
- Frontiers International Equity RSP Pool, et al - MRRS
- Mackenzie Financial Corporation, et al - MRRS
- Mackenzie Universal Select Managers USH Capital Class - MRRS
- Manulife Securities International Ltd. - MRRS
- Franklin Templeton Investments Corp. - MRRS
- Clarica Canadian Equity Index Fund - MRRS
- Clarica Canadian Growth Equity Fund, et al - MRRS
- Coastal Income Corp. - MRRS
- Borealis Infrastructure Trust, et. al. - MRRS
- AGF Funds Inc., et. al. - MRRS
- Fletcher Challenge Forests Limited - MRRS
- AGF Funds Inc. - MRRS
- African Rainbow Minerals Gold Limited, et. al. - MRRS