Weekly Reports
Updates for the week ending September 27, 2002
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
No new documents for this week.
News & Events
- News Release 2002/54 - Investment firm and employee settle with commission
- News Release 2002/55 - Burnaby man to pay for manipulating stock prices through the Internet
- News Release 2002/56 - Failure to file insider reports nets former B.C. company president a three-year ban
- News Release 2002/57 - The CSA Publishes New Rules On Investment Fund Continuous Disclosure
Decisions, Settlements, Hearings, and Temporary Orders
- Investax Management Inc., et al - Settlement Agreement
- Specialized Surgical Services Inc., et al - Notice of Hearing
- Jesse J. Hogan - Decision
- Malcolm Stevenson - Decision
- Arthur Murray Smolensky - Hearing Adjournment
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Broadgate Capital Inc., et. al. - Cease Trade Order under Section 164
- Excam Developments Inc., et. al. - Cease Trade Order under Section 164
Exemptions and MRRS Orders
- Ethical Funds Inc., et al - MRRS
- Canaccord Capital Corporation - MRRS
- Nuance Communications, Inc. - MRRS
- Bloomberg Tradebook Canada Company - MRRS
- Ameritrade, Inc. - Order under Section 48
- Datek Online Brokerage Services LLC. - Order under Section 48