Weekly Reports
Updates for the week ending October 4, 2002
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2002/40 - Amendment to BC Policy 13-601 Required Forms
- BC Policy 13-601 - Required Forms
This notice announces an amendment to BC Policy 13-601 to accommodate out-of-province salespersons of MFDA member firms who wish to use the Registration Streamlining System to apply for registration in British Columbia.
- B.C. Reg. 260/2002 - Order of the Lieutenant Governor in Council
This regulation brings into force sections 132.1, 135.1 and 138.1 of the Securities Act and amends Part 16 of the Securities Rules to prescribe the disclosure document and time periods contemplated in sections 132.1, 135.1 and 138.1.
News & Events
- News Release 2002/58 - Securities watchdog unleashes investor education seminars in Okanagan
Decisions, Settlements, Hearings, and Temporary Orders
- Daryl Arthur Bennett and James Andrew Guttridge - Hearing Dates
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Lorex Minerals Inc. - Revocation Order under Section 171
- Sideware Systems Inc. - Variation Order under Section 171
- iTV Games, Inc. - Cease Trade Order under Section 164
- WavePOINT Systems Inc. - Cease Trade Order under Section 164
- Nexmedia Technologies Inc. - Variation Order under Section 171
Exemptions and MRRS Orders
- State Street Global Markets, LLC, et. al. - Exemption Order under National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (the ATS Rules)
- State Street Global Markets, LLC, et. al. - Exemption Order under National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules (the ATS Rules)
- Provident Energy Trust, et. al. - MRRS
- Storm Energy Inc., et. al. - MRRS
- SCMP Group Limited - MRRS
- PricewaterhouseCoopers LLP, et. al. - MRRS
- BNS Split Corp. - MRRS
- Stream Communications Network Inc. - Exemption Order under Sections 48 and 76
- First Financial Securities Inc. - Exemption Order under Section 48
- Centrinity Inc. - MRRS