Weekly Reports
Updates for the week ending July 8, 2005
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Policies & Instruments
- BC
Notice 2005/35 - Amendments to BCI 81-801 and BCI 51-801
- BCI 51-801Implementing National Instrument 51-102 Continuous Disclosure Obligations
- BCI 81-801Implementing Investment Fund Continuous Disclosure
This notice announces revisions to two BC Instrument 81-801 Implement National Instrument 81-106 Investment Fund Continuous Disclosure and to BC Instrument 51-801 Implementing National Instrument 51-102 Continuous Disclosure Obligations and 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency.
- BC
Notice 2005/36 - Canadian Trading and Quotation System Inc.
The Commission has exempted Canadian Trading and Quotation System Inc. from the requirement to be recognized as an exchange in BC.
- BC Notice 2005/37 - Advance Notice of National Instrument 45-106 Prospectus and Registration Exemptions [BCN]
- NI 45-106 Prospectus and Registration Exemptions[Advanced Notice]
- Form 45-106F1 Report of Exempt Distribution[Advanced Notice]
- Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers [Advanced Notice]
- Form 45-106F3 Offering Memorandum for Qualifying Issuers [Advanced Notice]
- Form 45-106F4 Risk Acknowledgement [Advanced Notice]
- Form 45-105F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates[Advanced Notice]
- CP 45-106CP Prospectus and Registration Exemptions [Advanced Notice]
This notice announces that NI 45-106, Form 45-106F1, Form 45-106F2, Form 45-106F3, Form 45-106F4, Form 45-106F5 and Companion Policy 45-106CP, are expected to be implemented on September 14, 2005. The notice includes a summary of written comments received, a summary of changes, and table of concordance citing the location in NI 45-106 of existing exemptions.
- BC Notice 2005/38 - Advance notice of Consequential Amendments arising from National Instrument 45-106 Prospectus and Registration Exemptions [BCN]
This notice sets out the repeals and amendments to various national and multilateral instruments resulting from the expected implementation of NI 45-106.
News & Events
- News Release 2005/38BCSC reprimands investment management firm
- News Release 2005/39 - Canada's Securities Regulators Harmonize Exempt Market Rules [CSA]
Decisions, Settlements, Hearings, and Temporary Orders
- Martin, Lucas & Seagram Ltd. - Settlement Agreement
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
- Crux Industries Inc. - Revocation Order under Section 164
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Canadian Trading and Quotation System Inc. - Exemption Order under Section 33
- Mellon Equity Associates, LLP - Exemption Order under Section 48
- JML Portfolio Management Ltd. - Exemption Order under Section 48
- O2 plc- Order under Section 88