Weekly Reports
Updates for the week ending November 25, 2005
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- CSA
Staff Notice 81-315 -Frequently asked questions
on National Instrument 81-106 Investment Fund Continuous Disclosure
This CSA Staff Notice responds to frequently asked questions by investment funds that are subject to the requirements of National Instrument 81-106 Investment Fund Continuous Disclosure. It provides guidance and information to investment funds about their obligations under the instrument. - BC
Notice 2005/55 - Request for Comment on Proposed Amendments to National
Instrument 31-101 National Registration System and to National Policy
31-201 National Registration System
This notice explains that the CSA propose to amend NI 31-101 National Registration System (NRS) and NP 31-201 National Registration System so that a filer's Principal Regulator is designated by where the filer's head office is located. This is the same as the Principal Regulator test in MI 11-101 Principal Regulator System.
News & Events
- News Release 2005/62 - Advertising firm head admits to misrepresentations
Decisions, Settlements, Hearings, and Temporary Orders
- XRAYMEDIA, Inc., et al. - Settlement Agreement
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
- Internet Identity Presence Company Inc. - Revocation Order
- Arbour Energy Inc. - Cease Trade Order
- Republic Goldfields Inc. - Cease Trade Order
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Bulldog Energy Inc., et al. - MRRS
- First Asset/Blackrock North American Dividend Achievers Trust - MRRS
- Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., et al. - Exemption Order
- GMP Private Client Ltd. (GMP Ltd.), et al. - MRRS
- GMP Securities Ltd. (GMP Ltd.), et al. - MRRS
- Bank of Nova Scotia, et al. - MRRS
- Starpoint Energy Trust, et al. - MRRS
- Griffiths McBurney L.P. - MRRS
- FCStone, LLC, et al. - MRRS
- Countryside Power Income Fund, et al. - MRRS
- Canadian Fundamental 100 Income Fund - MRRS