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Weekly Reports

Updates for the week ending November 17, 2006

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Policies and Instruments

 

  • BC Notice 2006/23 - Mutual Fund Dealers Association of Canada Notice of Variation Order

    This notice announces that the BCSC has varied the MFDA’s recognition order to extend the suspension period of MFDA Rule 2.1.4. This rule restricts payments made by members to registered approved persons only. The suspension period is extended until December 31, 2008.

  • CSA Staff Notice 51-321 - Questions and answers concerning resources and possible reserves - National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities

    This CSA staff notice responds to frequently asked questions about disclosure of resources and possible reserves by issuers with oil and gas activities. It provides guidance to issuers, their management, directors and advisers on recurring issues that can arise in connection with this disclosure.

 

 

News and Events

 

No new documents this week.

 

 

Decisions, Settlements, Hearings, and Temporary Orders

 

 

Cease Trade Orders and Revocations


Search for cease trade orders and revocations using  Canadian Securities Administrators National CTO database New window

 

 

Exemptions and MRRS Orders