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Weekly Reports

Updates for the week ending January 5, 2007

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Policies and Instruments

  • Proposed Amendments to National Policy 41-201 - Income Trusts and Other Indirect Offerings

    The Commission, together with other members of the Canadian Securities Administrators, are publishing for comment proposed amendments to the Policy that would provide additional clarification and guidance on our views about issues relating to income trusts and other indirect offerings

  • Proposed National Policy 12-202 - Revocation of a Compliance-related Cease Trade Order

    This policy provides guidance for issuers subject to a cease trade order, explains the factors the regulators will consider when evaluating an application for a full or partial revocation of a cease trade order, and harmonizes and streamlines review procedures among the CSA. CSA members are publishing the policy for a 60-day comment period to expire on March 6, 2007.

News and Events

  • News Release 2007/02 - Canadian Regulators Seek Comment on Proposed Policy for Revoking a Cease Trade Order [CSA]
  • News Release 2007/01 - Canadian Securities Administrators announce “This is your life” contest winners [CSA]

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders and Revocations


Search for cease trade orders and revocations using  Canadian Securities Administrators National CTO database New window

Exemptions and MRRS Orders