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Weekly Reports

Updates for the week ending March 9, 2007

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Policies and Instruments

 

  • CSA Staff Notice 51-309 - National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities - Acceptance of Certain Foreign Professional Boards as a "Professional Organization"

    This staff notice updates and replaces the information in CSA Staff Notice 51-309 originally dated January 19, 2004 and updated June 8, 2004 and October 4, 2004. It advises that, as of March 1, 2007, the United Kingdom's Energy Institute has been added to the list of accepted professional organizations for the purposes of National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities. It also advises that, on March 1, 2007, the CSA revoked an earlier MRRS Decision Document dated June 8, 2004 and accepted the American Association of Petroleum Geologists (AAPG) as a "professional organization" under NI 51-101, but only for Certified Petroleum Geologists within the AAPG's Division of Professional Affairs.

  • National Instrument 81-104 - Commodity Pools

    The November 2006 publication incorrectly indicated that section 8.6 was still in force. Section 8.6 was repealed in September 2005 and the publication has been corrected. 

  • BC Notice 2007/08 - Adoption of Amendments to National Instrument 21-101 Marketplace Operation and Companion Policy 21-101CP Marketplace Operation and National Instrument 23-101 Trading Rules and Companion Policy 23-101CP Trading Rules (collectively, the ATS rules)

    The Commission announces that it has adopted amendments to the ATS rules effective March 1, 2007.  The amendments extend relief from information transparency and document filing and transmission requirements and set out additional obligations for market participants.

  • BC Notice 2007/09 - Advance Notice of National Instrument 24-101 Institutional Trade Matching and Settlement and Related Documents

    National Instrument 24-101: This instrument sets out for certain market participants requirements to establish, maintain, and enforce policies and procedures designed to achieve matching of institutional trades no later than the end of the day on trade day, and for registered dealers requirements regarding settlement.

  • BC Instrument 24-501 - Exemption from the filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement [BCI Advanced Notice]

    This instrument exempts certain market participants from filing NI 24-101 forms in British Columbia.

  • National Instrument 21-101 - Marketplace Operation [NI]
    • 21-101 CP - Marketplace Operation [CP]
    • 21-101 F2 - Initial Operation Report Alternative Trading System [F]
    • 21-101 F5 - Initial Operation Report for Information Processor [F]

     
  • National Instrument 23-101 - Trading Rules [NI]  

 

News and Events

 

 

 

 

Decisions, Settlements, Hearings, and Temporary Orders

 

 

 

 

Cease Trade Orders and Revocations


Search for cease trade orders and revocations using  Canadian Securities Administrators National CTO database New window

 

 

Exemptions and MRRS Orders