Weekly Reports
Updates for the week ending May 4, 2007
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 51-311 - Revised Canadian Securities Administrators Staff Notice 51-311 - Frequently Asked Questions regarding National Instrument 51-102 Continuous Disclosure Obligations
This revised CSA staff notice updates the FAQs the CSA previously issued for questions relating to NI 51-102 Continuous Disclosure Obligations.
News and Events
- News Release 2007/29 - Trio tied to an illegal phone room admit to violating securities law
- News Release 2007/30 - BCSC campaign stresses financial literacy key to youth meeting lifetime goals
Decisions, Settlements, Hearings, and Temporary Orders
- Richard Norman Jeffs - Order & Settlement Agreement
- Robert Leigh Jeffs - Order & Settlement Agreement
- Francis (“Frank”) Jason Dean Biller - Order & Settlement Agreement
- Brian David Anderson - Ruling
Cease Trade Orders and Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
- Firoz Lakhani, J. Richard W. Hall, Leonard I. J. Goldsmith, Richard Allegretto, Dr. Richard Warren and MPAC Industries Corp. - Cease Trade Order
- Gilbert G. Schneider and Consolidated Beacon Resources Ltd. - Cease Trade Order
- George Burnes, Chris Lefaivre, Jeffrey J. Lowe, Allan Thompson, Rae Warburton, Theodore H. Konyi and SmartCool Systems Inc. - Cease Trade Order
- Paul A. Ray, Douglas Scheving, William Houston, Jack BesMargian, Merle Moorman and Golden Dynasty Resources Ltd. - Cease Trade Order
- Leroy Wolbaum and Mart Resources, Inc. - Cease Trade Order
- Mike Paulk, Steven Ensz, Brian Bayley, John Campbell and American Natural Energy Corporation - Cease Trade Order
- Gary Mathieson, Peter Fahlman, K. Dieter Heidrich, John T. Rose, Brian Archer, Dan Basso, Don Lin, Charles Au Yeung, Sutton Group Financial Services Ltd. and E-xact Transactions Ltd. - Cease Trade Order
- Peter Russell-Jones, Errol J. Smart, Malcolm L. Stevens, Tom Needham, Canaustra Holdings Limited, Roseseal (Pty) Ltd., Marshall Auerback and Mandorin Goldfields Inc. - Cease Trade Order
- Robert A. Archer, Kaare G. Foy, John T. Kopcheff, Malcolm A. Burne, Michael Turko, Robert F. Brown, Francisco Ramos Sanchez, Wendy Ratcliffe, Ming Jang, Platoro Resource Corp., Oceanic Management Limited and Great Panther Resources Limited - Revocation Order
- Ivor J. Bond, Alan T. Charuk, Ian H. Mann, Lee W. Southern, Daming Yang and L.G.R. Resources Ltd. - Revocation Order
- Ivor J. Bond, Alan T. Charuk, Ian H. Mann, Lee W. Southern, Daming Yang and L.G.R. Resources Ltd. - Cease Trade Order
Exemptions and MRRS Orders
- GBC Asset Management Inc., et al. - MRRS
- Envoy Communications Group Inc. - MRRS
- Supremex Income Fund - MRRS
- James Richardson International Limited - MRRS
- Shell Canada Limited - MRRS
- M Split Corp. - MRRS
- James Richardson International Limited - MRRS
- Domtar Inc., et al. - MRRS
- Four Seasons Hotel Inc. - MRRS
- Stone 2006 Flow-Through Limited Partnership - MRRS
- Retirement Residences Real Estate Investment Trust - MRRS
- Schneider Electric S.A. - MRRS
- Brompton Lifeco Split Corp. - MRRS