Weekly Reports

Updates for the week ending May 18, 2007

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

• BC Notice 2007/20 - Adoption of National Instrument 33 109 Registration Information, Companion Policy 33-109CP, National Instrument 31 102 National Registration Database, Companion Policy 31-102CP and consequential amendments
  
  The notice announces the adoption of National Instrument 33 109 Registration Information, Companion Policy 33-109CP, National Instrument 31 102 National Registration Database, Companion Policy 31-102CP and consequential amendments to the Registration Transfer Rules, B.C. Reg. 193/97, effective May 15, 2007.

News and Events

• News Release 2007/31 - B.C. broker admits misconduct
• News Release 2007/32 - Commission rules IDA has jurisdiction over former members
• News Release 2007/33 - BC regulator steps into fight against stock spam

Decisions, Settlements, Hearings, and Temporary Orders

• Edward Bernard Johnson - Findings
• Charles K. Dass - Hearing and Review

Cease Trade Orders and Revocations

Search for cease trade orders and revocations using  Canadian Securities Administrators National CTO database  

• Paloma Resources Inc.  - Revocation Order
• Milner Consolidated Silver Mines Ltd.  - Revocation Order
• Raptor Capital Corporation  - Cease Trade Order
• Compliance Systems Corporation - Halt Trade Order
• Modatech Systems Inc.  - Partial Revocation Order
• Serge K. Darkazanli and Menu Foods Income Fund  - Cease Trade Order
• Ivor J. Bond, Alan T. Charuk, Ian H. Mann, Lee W. Southern, Daming Yang and L.G.R. Resources Ltd.  - Revocation Order
• Regent Ventures Ltd.  - Revocation Order
• Kak Fung Wong and Dragon Capital Corporation  - Cease Trade Order

Exemptions and MRRS Orders

• CI Investments Inc., et.al.  - MRRS
• FX Solutions LLC  - Exemption Order
• Four Seasons Hotels Inc.  - MRRS
• Citigroup Japan Investments LLC  - MRRS
• Tremont Capital Opportunity Trust  - MRRS
• Putnam Investments Inc.  - MRRS
• Zinifex Limited (Zinifex), et al.  - MRRS
• Rexel  - MRRS
• Fidelity Retirement Services Company of Canada Limited  - MRRS
• Catapult Energy Small Cap FTS Limited Partnership  - MRRS