Weekly Reports
Updates for the week ending July 6, 2007
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 24-304 - CSA-Industry Working Group on National Instrument 24-101 - Institutional Trade Matching and Settlement
- BC Notice 2007/25 - Notice Replacement of National Policy 41-201 Income Trusts and Other Indirect Offerings
We are amending the policy to provide additional clarification and guidance on our views about issues relating to income trusts and other indirect offerings.
News and Events
- News Release 2007/50 - Former company director admits to failing to file insider reports for offshore trades
- News Release 2007/51 - Utah trading firm pays fine for unregistered trading
- News Release 2007/52 - BC resident banned from trading securities for 12 years
Decisions, Settlements, Hearings, and Temporary Orders
- George Stubos - Order and Settlement Agreement
- Global Securities Corporation, et al. - Hearing Notice - adjournment
- Interbank FX, LLC - Order and Settlement Agreement
- Enrique Rempel (a.k.a Henry Rempel) - Order and Settlement Agreement
- Manna Trading Corp., et al. - Hearing notice - adjournment and extension of temporary order
Cease Trade Orders and Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
- Global Developments Inc. - Halt Trade Order
- Deer Valley Shopping Centre Limited Partnership - Partial revocation order
Exemptions and MRRS Orders
- Pyxis Capital Inc. - MRRS
- Macquarie Power ,et al. - MRRS
- Energy Metals Corporation - MRRS
- Hanwei Energy Services Corp. - MRRS