Weekly Reports
Updates for the week ending September 21, 2007
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
No new documents this week
News and Events
- News Release 2007/65 - BCSC EXECUTIVE DIRECTOR'S BULLETIN: Securities regulator gives notice of a hearing into alleged illegal sales of securities by B.C. based company and its officer and director
- News Release 2007/66 - Commission panel sanctions former mutual fund salesperson
- Request for Comment: MFDA - Member Approval Process (section 11 of By-law No.1) (link no longer operational) - Proposed amendments to section 11 of MFDA By-law No. 1 - Approval Process
The Commission is publishing for comment proposed amendments to section 11 of MFDA By-law No. 1 - Approval Process.
Decisions, Settlements, Hearings, and Temporary Orders
- Hypo Alpe-Adria-Bank (Liechtenstein) AG - Hearing notice - adjournment and extension of temporary order
- Market Regulation Services Inc., et al. - Hearing notice - discontinuance
- Bryan Orr - Decision
- MDMI Technologies Inc. and James Richard Elliott - Hearing notice
- Henry Jung, et al. - Hearing notice - hearing date
- Heritage Educational Foundation, et al. - MRRS
- Henry Jung, et al. - Order
Cease Trade Orders and Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
- Unity Wireless Corporation - Halt Trade Order
- CNR Capital Corporation - Revocation Order
- Vigil Locating Systems Corporation - Cease Trade Order
- Edge Wang, Vaughn Balberan, Dr. Anh Ho Ngoc, Peter Stafford, Michael (Guang) Luan, Kenneth M. Strong,John W. Sibert III, Dr. Benjamin Chen, Dr. Tom Du, Simon Anderson, Pierre Lapalme and WEX Pharmaceuticals Inc. - Revocation Order
- Unity Wireless Corporation - Revocation Order
- China YouTV Corp. - Halt Trade Order
- Western Wind Energy Corp. - Cease Trade Order