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Weekly Reports

Updates for the week ending September 21, 2007

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

No new documents this week

News and Events

  • News Release 2007/65  - BCSC EXECUTIVE DIRECTOR'S BULLETIN: Securities regulator gives notice of a hearing into alleged illegal sales of securities by B.C. based company and its officer and director
  • News Release 2007/66  - Commission panel sanctions former mutual fund salesperson
  • Request for Comment: MFDA - Member Approval Process (section 11 of By-law No.1) (link no longer operational) - Proposed amendments to section 11 of MFDA By-law No. 1 - Approval Process

    The Commission is publishing for comment proposed amendments to section 11 of MFDA By-law No. 1 - Approval Process.

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders and Revocations

Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database New window  

Exemptions and MRRS Orders