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Weekly Reports

Updates for the week ending November 9, 2007

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Policies and Instruments

 

  • BC Notice 2007/34  BCSC Governance of Enforcement Settlement Agreements - Implementation [BCN]

    This notice announces the implementation of a change to the Commission's governance practices as they relate to enforcement settlements entered into by the executive director.  Under the change, board settlement committees will authorize the executive director to settle each matter within specified parameters.  This change affects only the means by which the board authorizes the executive director to settle.  The executive director and enforcement staff will continue to negotiate settlements with parties in the same way they do today.

 

News and Events

 

No new documents this week

 

Decisions, Settlements, Hearings, and Temporary Orders

 

No new documents this week

 

Cease Trade Orders and Revocations


Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database New window 

 

 

Exemptions and MRRS Orders