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Weekly Reports

Updates for the week ending December 14, 2007

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Policies and Instruments

 

  • CSA Staff Notice 24-305 - Frequently Asked Questions About NI 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy

    NI 24-101 came into force on April 1, 2007 with various transitional provisions coming into force on October 1, 2007. The instrument aims to achieve
    same-day (T+0) trade matching for institutional trades. The purpose of this FAQ is to help registrants and market participants understand and comply
    with 24-101. The FAQ is also designed to answer common questions and concerns about the instruments. The BCSC continues to participate in the CSA-industry working group to identify issues and questions regarding 24-101.

 

News and Events

 

  • No new documents

 

Decisions, Settlements, Hearings, and Temporary Orders

 

 

Cease Trade Orders and Revocations

 

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Exemptions and MRRS Orders