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Weekly Reports

Updates for the week ending January 11, 2008

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

 

Policies and Instruments

 

  • BCN 2008/01 - Request for Comment Proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services and Companion Policy 23-102CP

    This notice announces the CSA's notice and publication for comment of proposed amendments to a proposed rule to regulate the use by advisers of client brokerage commissions as payment for order execution services or research services.  The comment period expires on April 10, 2008.

 

News and Events

 

  • News Release 2008/04 - Latest Canadian Securities Regulators’ enforcement efforts result in approximately $6.3 million in sanctions [CSA]
  • Highlights from Capital Ideas 2007

    Video highlights from the Capital Ideas conference held in Vancouver on October 31, 2007 are now available on the BC Securities Commission website. The topic of the 2007 Capital Ideas conference was how to improve regulatory and criminal enforcement against securities violators in Canada.

 

Decisions, Settlements, Hearings, and Temporary Orders

 

 

Cease Trade Orders and Revocations

 

Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database New window 

 

Exemptions and MRRS Orders