Weekly Reports
Updates for the week ending May 30, 2008
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BC Notice 2008/27 - Adoption of British Columbia Instrumen t22-502 Registration by the Investment Industry Regulatory Organization of Canada
Notice for British Columbia Instrument 22-502 Registration by the Investment Industry Regulatory Organization of Canada. This notice announces that the Investment Industry Regulatory Organization of Canada (IIROC) conducts registration activities on behalf of the BCSC. - BC Notice 2008/28 - Recognition of the Investment Industry Regulatory Organization of Canada (IIROC) Notice of Approval
This notice announces that effective June 1, 2008, the British Columbia Securities Commission recognizes the Investment Industry Regulatory Organization of Canada (IIROC) as a self-regulatory body. IIROC is the new entity resulting from the combination of two existing self-regulatory bodies, Market Regulation Services and the Investment Dealers Association. - Proposed Amendments to MFDA Rule 1.1.6 (Introducing and Carrying Arrangement)
The Commission is publishing for comment proposed amendments to MFDA Rule 1.1.6 - Introducing and Carrying Arrangement. Comment period expires on June 30, 2008
News and Events
- News Release 2008/39 - B.C. regulator cease trades offshore bank used as conduit for suspicious trading
- News Release 2008/40 - BCSC Executive Director’s Bulletin: BCSC shuts down Burnaby phone room and issues temporary order
- News Release 2008/41 - Schedule announced for completion of U.S.-Canadian mutual recognition process agreement [CSA]
- News Release 2008/42 - Former CEO banned from capital markets for five years
- News Release 2008/43 - Canadian regulators active participants on IOSCO task forces [CSA]
Decisions, Settlements, Hearings, and Temporary Orders
- Adis Golic, et al. - Temporary Order and Notice of Hearing
- Canadian Rockport Homes Int'l, Inc., et al. - Hearing notice - hearing dates
- James Richard Elliot - Order and Settlement Agreement
- James Richard Elliot - Notice of Discontinuance
Cease Trade Orders and Revocations
- Landmark Oil & Gas Corp. - Cease Trade Order
- Cheyenne Energy Inc. - Cease Trade Order
- Shift Networks Inc. - Cease Trade Order
- Icefloe Technologies Inc. - Cease Trade Order
- Buffalo Gold Ltd. - Revocation Order
- EXMIN Resources Inc., FEC Resources Inc. - Revocation Order
- EurOmax Resources Limited - Revocation Order
- Ross River Minerals Inc. - Revocation Order
- Malcolm J.A. Swallow, Donald Gee,Dustin Henderson, Dr. Francois Bodika, Glen Watson,James William Morton, Michel Cormier, Gisele Joubin and La Quinta Resources Corporation - Revocation Order
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database 
Exemptions and MRRS Orders
- Pan African Mining Corp. - Decision
- Argentex Mining Corporation - MRRS
- BRC DiamondCore Ltd - MRRS
- Investment Industry Regulatory Organization of Canada (IIROC) - Recognition Order
- Market Regulation Services Inc. - Variation Order
- Investment Dealers Association of Canada - Variation Order
- Investment Industry Regulatory Organization of Canada (IIROC) - Variation Order
- TSX Venture Exchange Inc. - Variation Order
- egX Canada Inc. - Variation Order
- Royal Bank of Canada and RBC Capital Trust - MRRS
- Allbanc Split Corp., et al. - MRRS