Weekly Reports
Updates for the week ending June 13, 2008
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- Proposed amendments to MFDA Rule 2.8 (Client Communication) and Rule 5.3 (Client Reporting)
The Commission is publishing for a 90 day comment period proposed amendments to MFDA Rule 2.8 - Client Communications and Rule 5.3 - Client Reporting to implement core principles of the Client Relationship Model. Comment period expires on September 11, 2008 - Proposed amendments to MFDA Rule 2.2 (Client Accounts) and Policy No. 2 - Minimum Standards for Account Supervision
The Commission is publishing for a 90 day comment period proposed amendments to MFDA Rule 2.2 - Client Accounts and Policy 2 - Minimum Standards for Account Supervision to implement core principles of the Client Relationship Model. Comment period expires on September 11, 2008 - Proposed amendments to MFDA Bylaw No. 1, Section 25.4 (Other Instruments)
The Commission is publishing for comment proposed amendments to section 25.4 of MFDA By-law No. 1 - Other Instruments. Comment period expires on July 14, 2008 - BC Notice 2008/29 - Adoption of Housekeeping Amendments to National Instrument 55-102 System for Electronic Disclosure by Insiders(SEDI) and related Forms 55-102F1 Insider Profile, 55-102F2 Insider Report, 55-102F3 Issuer Profile Supplement and 55-102F6 Insider Report
This notice announces the adoption of housekeeping amendments to NI 55-102 and related forms. The amendments are in effect June 13, 2008. The advance notice of adoption (BCN 2008/19) was published March 28, 2008.
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders
- Henry Jung, et al. - Hearing notice - adjournment
Cease Trade Orders and Revocations
- Richard Wilson, Douglas Eacrett, Eberhard Mueller, Kenneth D. Pilgreen, Gwendolyn Wegner and Regent Ventures Ltd. - Revocation Order
- David Rogers and Immunall Science Inc. - Cease Trade Order
- Henry L. Szeto, Vince DeSua, Michael M. Uhm, Frederick Wm. Baldwin, Stephen Kim, Don Kwan and International Technologies Corporation - Revocation Order
- George S. Young, William R. Wilson, Paul C. Jones, Deborah Thiel, Gregory T. Chu, H. Grant Phair, International Royalty Corporation, Rene G. Carrier, Christopher Colin Daly, David Richard Hammond, Doug Hurst, Raymond Wayne Jenner, Edward Louis Mercaldo, Robert Schafer, Colm St. Roch Seviour, Douglas Silver and New Horizon Uranium Corporation - Revocation Order
- Castle Gold Corporation, Jones Soda Co., Maskal Energy Ltd., TapImmune Inc., Unity Wireless Corporation, Xcel Consolidated Ltd., Yangtze Telecom Corp. - Cease Trade Order
- Mont Blanc Resources Inc. - Cease Trade Order
- Evolved Digital Systems Inc. - Revocation Order
- TapImmune Inc. - Revocation Order
- Palcan Power Systems Inc. - Partial Revocation Order
- Jones Soda Co., Xcel Consolidated Ltd. - Revocation Order
- Cyberlink Technologies, Inc.,International CHS Resource Corporation, Option-NFA Inc. - Revocation Order
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
Exemptions and MRRS Orders
- International KRL Resources Corp. - MRRS
- CounterPath Corporation - MRRS