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Weekly Reports

Updates for the week ending August 15, 2008

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Policies and Instruments

 

 

  • BCN 2008/38 - National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

    This notice announces the expected implementation of National Instrument 52-109, its related forms and companion policy, the repeal of the current rule, MI 52-109, and the revocation of BC Instruments 52-510 and 52-511, all effective December 15, 2008. NI 52-109 requires management of a reporting issuer to certify the issuer's annual and interim filings under securities laws. The attached CSA notice also announces consequential amendments to Form 51-102F1 Management's Discussion and Analysis.

  • CSA Staff Notice 51-326 - Continuous Disclosure Review Program Activities for Fiscal 2008

    CSA Staff Notice 51-326 summarizes the results of the Canadian Securities Administrators continuous disclosure (CD) review program of reporting issuers other than investment funds for the fiscal year ended March 31, 2008. It also gives an overview of how the CD review program works.

 

News and Events

 

  • News Release 2008/50 - Quebec-based investment firm fined for failing to register in British Columbia
  • News Release 2008/51 - Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2008 [CSA]
  • News Release 2008/52 - Firm pays $5,250 to BCSC for advising without registration
  • News Release 2008/53 - Ontario investment firm fined for advising in B.C. without registration

 

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

 

 

Cease Trade Orders and Revocations

 (Failure to File)

 

 

Exemptions and MRRS Orders