Weekly Reports
Updates for the week ending August 29, 2008
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2008/39 - Adoption of National Policy 12-203 Cease Trade Orders for Continuous Disclosure Defaults
This notice announces the adoption of National Policy 12-203 effective September 1, 2008. NP 12-203 describes the criteria the CSA regulators will apply when assessing whether to issue a management cease trade order (MCTO) or a general cease trade order, and outlines what an issuer needs to provide in its application for an MCTO. The policy also describes what information an issuer must file during the period of an MCTO to support informed trading. - BCN 2008/40 - Mutual Fund Dealers Association - Notice of Variation Order
This notice announces that the BCSC is requesting comment on the MFDA's application to extend the suspension of Rule 2.4.1 to December 31, 2010 to give it time to develop a rule to allow the payment of commissions to unregistered corporations. Comment period expires on September 29, 2008. - 46-305 - Canadian Securities Administrators' Notice 46-305 Second Update on Principal Protected Notes
This notice provides an update on the Canadian Securities Administrators' review of Principal Protected Notes (PPNs) and the recent coming into force of federal regulations applicable to PPNs.
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Michael Crowe Ross - Notice of Discontinuance
- Philip Wong - Hearing notice - adjournment
Cease Trade Orders and Revocations
(Failure to File)- Fti Foodtech International Inc. - Revocation Order
- Valucap Investments Inc. - Revocation Order
- Flying A Petroleum Ltd. - Revocation Order
- Photo Violation Technologies Corp. - Cease Trade Order
Exemptions and MRRS Orders
- No new documents