Weekly Reports
Updates for the week ending October 17, 2008
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2008/48 Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation, Companion Policy 21-101CP, National Instrument 23-101 Trading Rules and Companion Policy 23-101CP
The CSA is publishing proposed amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules and their companion policies, a summary of public comments and responses, and a cost-benefit analysis. The amendments propose trade-through protection and requirements supporting best execution. The comment period ends on January 15, 2009.
News and Events
- News Release 2008/69 - Media invited: Experts discuss challenges facing investors today and new national investor research at BCSC conference
- News Release 2008/70 - Canadian Securities Regulators Seek Input on Proposed Trade-through Protection Rule [CSA]
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Michael Lee Seifert - Variation Order
Cease Trade Orders and Revocations
(Failure to File)
- Exmocare, Inc. - Variation of Cease Trade Order
- New Legend Group Limited - Revocation Order
Exemptions and MRRS Orders
- CPLC Limited Partnership, et al. - Decision