Skip Navigation
About

Weekly Reports

Updates for the week ending October 24, 2008

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • CSA Notice 81-318 - Request for Comment - Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds

    In CSA Notice 81-318 Request for Comment on 81-406 Point of sale disclosure for mutual funds and segregated funds, we are seeking feedback to inform us about issues relating to the implementation of 81-406 and its principles before we publish proposed changes to existing securities law requirements to reflect the principles in the Framework. The feedback or comment period will end on December 23, 2008. We will also seek further comment when we publish proposed rules to implement the principles.

    Framework 81-406
    This paper sets out the Framework for implementing an initiative of the Joint Forum of Financial Market Regulators for harmonized point of sale disclosure for mutual funds and segregated funds.  It is updated to reflect comments we received when we published proposals for this Framework in June 2007.

News and Events

  • News Release 2008/71 - Canadians investment attitudes shift significantly during global financial crisis
  • News Release 2008/72 - Smart Cookies’ seminar series promotes need for financial learning in high schools
  • News Release 2008/73 - Proposed new disclosure regime will provide more meaningful fund information to Canadian investors [CSA]

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemptions and MRRS Orders