Weekly Reports
Updates for the week ending November 14, 2008
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 31-309 - This notice provides an update on the status of proposed National Instrument 31-103 Registration Requirements.
The Canadian Securities Administrators published NI 31-103 for comment on February 20, 2007. We published a revised version of the rule on February 29, 2008.
News and Events
- News Release 2008/77 - BCSC panel finds accountant illegally distributed securities to Canadian investors
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Henry Jung, David John Allen and Reginald Clarke Handford - Findings
- Golden Capital Securities Ltd., et al. - Hearing notice - hearing date
- Kenneth George Trociuk, et al. - Hearing notice - hearing date
Cease Trade Orders and Revocations
(Failure to File)
- Bus Systems Inc., Snowfield Development Corp. - Revocation Order
Exemption Orders
- Telstra Corporation Limited - MRRS
- Alpha ATS L.P. - Decision
- Triton Logging Inc. - Exemption Order