Weekly Reports
Updates for the week ending November 21, 2008
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCSC non-objection to the MFDA’s proposed public interest amendments to Rule 1.1.6 - Introducing and Carrying Arrangement
This Notice announces that the BCSC has not objected to the MFDA’s proposed amendments to Rule 1.1.6 - Introducing and Carrying Arrangement. The amendments allow MFDA members greater flexibility in how they meet their disclosure obligations as introducing and carrying dealers, while continuing to ensure that clients are informed about the role and identity of each dealer. The BCSC published the amendments for comment on its website on May 30, 2008. The MFDA did not receive any comments on the proposal.
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- No new documents
Cease Trade Orders and Revocations
(Failure to File)
- TransAmerican Energy Inc. - Revocation Order
- 360networks inc. - Variation of Partial Revocation Order
- Erin Ventures Inc. - Revocation Order
- York-Rio Resources Inc. - Cease Trade Order
- Iciena Ventures Inc. - Revocation Order
Exemption Orders
- Trigon Uranium Corp. - Exemption Order
- National Bank Securities Inc., et al. - MRRS
- McElvaine Investment Management Ltd., et al. - Decision