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Weekly Reports

Updates for the week ending January 16, 2009

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Policies and Instruments

  • No new documents

News and Events

  • Public Companies: Financing, Governance and Compliance - February 2009

    Twice a year BCSC staff participate in the Public Companies: Financing, Governance and Compliance course as instructors, guest speakers, and registrants. The Public Companies course, offered through Simon Fraser University (SFU) Continuing Studies, is designed to provide directors, officers, and senior management of public companies with the information they need to fulfill their roles while complying with the complex system of securities regulation.

    The next offering of the Public Companies course will be in February 2009.

  • News Release 2009/03 - Investment firm fined for advising in B.C. without registration

 

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

 

 

Cease Trade Orders and Revocations

 (Failure to File)

 

 

Exemption Orders

 

  • No new documents