Weekly Reports
Updates for the week ending March 13, 2009
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- Second publication for comment of proposed amendments to MFDA Policy No. 3 - Handling Client Complaints
The Commission is publishing proposed amendments to MFDA Policy No. 3 - Handling Client Complaints for a second comment period. The MFDA revised its proposal after consultations between the CSA, MFDA and Investment Industry Regulatory Organization of Canada (IIROC) about their complaint handling policies. The comment period expires on May 12, 2009
News and Events
- News Release 2009/13 - CSA offers new fraud prevention resources for investors [CSA]
- News Release 2009/14 - Fraud settlement helps investors recoup some money
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- 661946 B.C. Ltd, et al. - Order & Settlement Agreement
Cease Trade Orders and Revocations (Failure to File)
- Hyperbaric Oxygenation Corporation - Cease Trade Order
- International Road Dynamics Inc. - Revocation Order
- International Road Dynamics Inc. - Cease Trade Order
- EnviroResolutions, Inc. - Revocation Order
- Fulcrum Resources Inc. - Cease Trade Order
- Northern Sun Exploration Company Inc. - Cease Trade Order
- Syscan International Inc. - Cease Trade Order
- Goldstone Private Equity Partners Limited Partnership - Cease Trade Order
- Clean Energy Combustion Systems Inc. - Revocation Order
- Exchange Mobile Telecommunications Corp. - Revocation Order
Exemption Orders
- No new documents