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Weekly Reports

Updates for the week ending August 21, 2009

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Policies and Instruments

  • Proposed amendments to MFDA By-law No. 1 related to Directors

    The MFDA is proposing amendments to its By-law No. 1 related to directors following the recommendations of the final report of its Governance Review Task Force.  The jurisdictions that recognize the MFDA (the Recognizing Regulators) approved amendments to the MFDA's By-law No. 1 related to directors in November 2008, but these were not implemented.  The Recognizing Regulators will revoke their approval of those amendments and will consider the MFDA's current proposal in its entirety.  The MFDA is publishing its proposal for comment for 30 days.  The comment period ends on September 21, 2009.

    Details on the process for submitting comments are included in Section V of the MFDA’s notice.

News and Events

  • No new documents

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

  • No new documents

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders